Overcoming writer's block
Drafting legislation is fraught with difficulty: no matter how
well-intentioned a proposed law, if you haven't done your homework
properly then it can run into a brick wall in Westminster Palace. Writing in Whitehall and Westminster World, Susanna Kalitowski and Matt Korris explain how to write law that has the best possible chance of a smooth passage.
Some bills slip almost unnoticed through Parliament; others run into a wall of opposition from parliamentarians and media.
Our
research shows that good management of the bill-writing process plays a
crucial role in deciding how proposed laws fare: having studied the
development of five recent acts of Parliament, conducting more than 80
interviews with ministers, MPs, peers, officials and pressure groups,
we found that bills' fates are determined as much by their development
and presentation as by their content. The keys to facilitating a smooth
journey, we discovered, are thoughtful preparation and consultation,
flexibility, and willingness to compromise.
Preparation and consultation
In
general, bills that are carefully prepared and consulted on experience
an easier passage. While the Welfare Reform Act 2007 (see box) was
expected to face heavy opposition, it passed with widespread support;
this was partly due to its lengthy gestation, and the evidence of pilot
projects which convinced some sceptics that its proposals would be
effective. By contrast, the Legislative and Regulatory Reform Act 2006
was expected to pass easily but in fact generated considerable
controversy. The bill was described by a departmental official as a
‘work in progress' which had been rushed to Parliament prematurely at
the insistence of ministers.
The quality of consultation with
external stakeholders is crucial, as effective consultations help to
generate public support. Consultations should be as accessible and
transparent as possible, making it clear which decisions have already
been taken and which areas are still open to influence and change;
those which are unclear or do not accurately reflect the eventual bill
will be derided by stakeholders.
In fact, it is useful to
recruit stakeholders in support of a bill as early as possible.
Parliamentarians listen closely to the concerns of external groups, and
proposals supported by stakeholders are less likely to attract
criticism. Campaigners involved with both the Equality Act 2006 and the
Export Control Act 2002 felt they were listened to during consultations
on the bills, and as a result they were more supportive when they
reached Parliament.
Ironically, parliamentarians themselves are
among the least consulted groups, often having little or no formal
input to the policy development process until bills reach Parliament.
Nevertheless, there is some level of informal influence - particularly
from MPs of the governing party. The government has repeatedly stated
its intention to produce draft bills for pre-legislative scrutiny by
parliamentarians more regularly; doing so could highlight important
issues and save time later in the process.
Flexibility and compromise
Parliamentarians
of all parties told us that there is a predominant belief within
government that to change a bill is a sign of weakness - yet
flexibility on the part of ministers and civil servants can greatly
assist the passage of a bill. Small changes to the Welfare Reform Act
made its passage relatively trouble-free, whilst the failure to make
changes in the early parliamentary stages of the Legislative and
Regulatory Reform Act provoked a groundswell of embarrassing
parliamentary and public opposition.
Civil servants can play a
key role in maintaining a consensual passage by meeting with
parliamentarians and external stakeholders to see whether their
concerns can be addressed without adversely affecting the policy.
Meetings are more common with peers than MPs, perhaps due to the
perception that there is less partisanship in the Lords.
Secondary legislation
Civil
servants can also have a positive impact by providing as much
information as possible to explain and support a bill. An increasing
amount of the detail of new laws is contained in secondary legislation,
which is frequently unavailable when a bill is being considered by
Parliament. Ensuring that at least some draft secondary legislation is
provided alongside a bill can go a long way towards alleviating
parliamentarians' concerns.
Uncontrollable factors
As
any seasoned civil servant knows, a number of issues beyond the
influence of Whitehall can affect a bill's passage: ministerial
changes, Parliament's legislative workload, and the size of the
government's majority are all important here. Finally, the amount of
political will behind a bill can be hugely significant. Considerable
pressure emanated from No 10 to get the Immigration, Nationality and
Asylum Act passed quickly, whereas the Export Control Act, which was
viewed as less of a priority, was allowed to develop gradually over six
years.
Some factors, of course, are beyond the control of those
drafting our laws - but by using the levers that they do control, civil
servants can play a crucial role in deciding bills' passage through the
Houses of Parliament.
Susanna Kalitowski is a research fellow and Matt Korris is a researcher on the Hansard Society's Parliament and Government Programme. Law in the Making: Influence and Change in the Legislative Process can be ordered here.
This article was published in Whitehall and Westminster World on 11 September 2008.